ISEMAN JAY C 4
4 · HomeStreet, Inc. · Filed Jan 3, 2024
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
ISEMAN JAY C
EVP - Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2024-01-01+643→ 82,049 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−198$2,039→ 81,851 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+440→ 82,291 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−136$1,401→ 82,155 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+848→ 83,003 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−261$2,688→ 82,742 total - Award
Restricted Stock Units
[F1][F3]2024-01-01+8,169→ 8,169 total→ Common Stock (8,169 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F4]2024-01-01−643→ 0 total→ Common Stock (643 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2024-01-01−440→ 441 total→ Common Stock (440 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F6]2024-01-01−848→ 1,697 total→ Common Stock (848 underlying)
Footnotes (6)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Signature
/s/ Godfrey B. Evans, Attorney in fact for Jay C. Iseman|2024-01-03