4//SEC Filing
Endresen William 4
Accession 0001518715-24-000007
CIK 0001518715other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:57 PM ET
Size
22.5 KB
Accession
0001518715-24-000007
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Endresen William
EVP, Comm'l RE & Capital Pres.
Transactions
- Tax Payment
Common Stock
2024-01-01$10.30/sh−383$3,945→ 20,379 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−1,245→ 2,491 total→ Common Stock (1,245 underlying) - Exercise/Conversion
Common Stock
2024-01-01+647→ 19,717 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−200$2,060→ 19,517 total - Exercise/Conversion
Common Stock
2024-01-01+1,245→ 20,762 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−288$2,966→ 19,070 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−647→ 647 total→ Common Stock (647 underlying) - Exercise/Conversion
Common Stock
2024-01-01+935→ 19,358 total - Award
Restricted Stock Units
2024-01-01+11,761→ 11,761 total→ Common Stock (11,761 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−935→ 0 total→ Common Stock (935 underlying)
Holdings
- 537.752(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024.
- [F3]On January 1, 2024, the reporting person was granted 11,761 RSUs, of which 3,920 shares vest each on January 1, 2025 and January 1, 2026, and 3,921 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001672215
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:57 PM ET
- Size
- 22.5 KB