VAN AMEN DARRELL 4
4 · HomeStreet, Inc. · Filed Jan 4, 2024
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
VAN AMEN DARRELL
EVP, Chief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2024-01-01+791→ 80,175 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−239$2,462→ 79,936 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+542→ 80,478 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−164$1,689→ 80,314 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+1,043→ 81,357 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−315$3,245→ 81,042 total - Award
Restricted Stock Units
[F1][F4]2024-01-01+9,849→ 9,849 total→ Common Stock (9,849 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2024-01-01−791→ 0 total→ Common Stock (791 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F6]2024-01-01−542→ 542 total→ Common Stock (542 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F7]2024-01-01−1,043→ 2,087 total→ Common Stock (1,043 underlying)
Holdings
- 3,000(indirect: By Spouse)
Common Stock
[F3]
Footnotes (7)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- [F4]On January 1, 2024, the reporting person was granted 9,849 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Signature
/s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen|2024-01-04