4//SEC Filing
VAN AMEN DARRELL 4
Accession 0001518715-24-000008
CIK 0001518715other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 9:13 PM ET
Size
22.7 KB
Accession
0001518715-24-000008
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
VAN AMEN DARRELL
SVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2024-01-01+791→ 80,175 total - Exercise/Conversion
Common Stock
2024-01-01+542→ 80,478 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−164$1,689→ 80,314 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−315$3,245→ 81,042 total - Award
Restricted Stock Units
2024-01-01+9,849→ 9,849 total→ Common Stock (9,849 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−791→ 0 total→ Common Stock (791 underlying) - Tax Payment
Common Stock
2024-01-01$10.30/sh−239$2,462→ 79,936 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−542→ 542 total→ Common Stock (542 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−1,043→ 2,087 total→ Common Stock (1,043 underlying) - Exercise/Conversion
Common Stock
2024-01-01+1,043→ 81,357 total
Holdings
- 3,000(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- [F4]On January 1, 2024, the reporting person was granted 9,849 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529709
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 9:13 PM ET
- Size
- 22.7 KB