4//SEC Filing
LEMON PAULETTE 4
Accession 0001518715-24-000009
CIK 0001518715other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 9:13 PM ET
Size
22.7 KB
Accession
0001518715-24-000009
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
LEMON PAULETTE
SVP - Retail Banking Director
Transactions
- Exercise/Conversion
Common Stock
2024-01-01+335→ 16,577.2 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−201$2,070→ 16,923.2 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−471→ 0 total→ Common Stock (471 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−335→ 335 total→ Common Stock (335 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−651→ 1,303 total→ Common Stock (651 underlying) - Exercise/Conversion
Common Stock
2024-01-01+471→ 16,387.2 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−145$1,494→ 16,242.2 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−104$1,071→ 16,473.2 total - Exercise/Conversion
Common Stock
2024-01-01+651→ 17,124.2 total - Award
Restricted Stock Units
2024-01-01+6,389→ 6,389 total→ Common Stock (6,389 underlying)
Holdings
- 2,401.226(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024.
- [F4]On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022 and 471 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529657
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 9:13 PM ET
- Size
- 22.7 KB