Novak Diane P 4
4 · HomeStreet, Inc. · Filed Jan 4, 2024
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Novak Diane P
EVP, CHIEF RISK OFFICER
Transactions
- Exercise/Conversion
Common Stock
[F1]2024-01-01+212→ 4,278 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−66$680→ 4,212 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+145→ 4,357 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−45$464→ 4,312 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+531→ 4,843 total - Tax Payment
Common Stock
[F2]2024-01-01$10.30/sh−164$1,689→ 4,679 total - Award
Restricted Stock Units
[F1][F3]2024-01-01+6,456→ 6,456 total→ Common Stock (6,456 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F4]2024-01-01−212→ 0 total→ Common Stock (212 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2024-01-01−145→ 145 total→ Common Stock (145 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F6]2024-01-01−531→ 1,064 total→ Common Stock (531 underlying)
Footnotes (6)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Signature
/s/ Godfrey B. Evans, Attorney in fact for Diane P. Novak|2024-01-04