4//SEC Filing
Novak Diane P 4
Accession 0001518715-24-000011
CIK 0001518715other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 9:15 PM ET
Size
21.6 KB
Accession
0001518715-24-000011
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Novak Diane P
EVP, CHIEF RISK OFFICER
Transactions
- Exercise/Conversion
Common Stock
2024-01-01+531→ 4,843 total - Exercise/Conversion
Common Stock
2024-01-01+145→ 4,357 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−145→ 145 total→ Common Stock (145 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−531→ 1,064 total→ Common Stock (531 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−212→ 0 total→ Common Stock (212 underlying) - Tax Payment
Common Stock
2024-01-01$10.30/sh−66$680→ 4,212 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−45$464→ 4,312 total - Tax Payment
Common Stock
2024-01-01$10.30/sh−164$1,689→ 4,679 total - Award
Restricted Stock Units
2024-01-01+6,456→ 6,456 total→ Common Stock (6,456 underlying) - Exercise/Conversion
Common Stock
2024-01-01+212→ 4,278 total
Footnotes (6)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001992611
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 9:15 PM ET
- Size
- 21.6 KB