VAN AMEN DARRELL 4

4 · HomeStreet, Inc. · Filed Jan 3, 2025

Insider Transaction Report

Form 4

Period: 2025-01-01

HomeStreet, Inc.HMST

VAN AMEN DARRELL

EVP, Chief Investment Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2025-01-01+542→ 77,043 total
Tax Payment
Common Stock
[F2]
2025-01-01$11.42/sh−165$1,884→ 76,878 total
Exercise/Conversion
Common Stock
[F1]
2025-01-01+1,043→ 77,921 total
Tax Payment
Common Stock
[F2]
2025-01-01$11.42/sh−317$3,620→ 77,604 total
Exercise/Conversion
Common Stock
[F1]
2025-01-01+3,283→ 80,887 total
Tax Payment
Common Stock
[F2]
2025-01-01$11.42/sh−996$11,374→ 79,891 total
Exercise/Conversion
Restricted Stock Units
[F1][F4]
2025-01-01−542→ 0 total
→ Common Stock (542 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F5]
2025-01-01−1,043→ 1,044 total
→ Common Stock (1,043 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F6]
2025-01-01−3,283→ 6,566 total
→ Common Stock (3,283 underlying)

Holdings

Common Stock
[F3]
(indirect: By Spouse)
3,000

Footnotes (6)

[F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
[F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
[F3]These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
[F4]On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
[F5]On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
[F6]On January 1, 2024, the reporting person was granted 9,849 RSUs, which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Signature

/s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen|2025-01-03

Documents

1 file

4
wk-form4_1735952049.xmlPrimary
FORM 4