4//SEC Filing
MICHEL JOHN 4
Accession 0001518715-25-000011
CIK 0001518715other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:34 PM ET
Size
20.3 KB
Accession
0001518715-25-000011
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
MICHEL JOHN
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2025-01-01+883→ 50,883 total - Exercise/Conversion
Common Stock
2025-01-01+5,350→ 57,149 total - Exercise/Conversion
Restricted Stock Units
2025-01-01−883→ 0 total→ Common Stock (883 underlying) - Tax Payment
Common Stock
2025-01-01$11.42/sh−515$5,881→ 51,799 total - Tax Payment
Common Stock
2025-01-01$11.42/sh−1,622$18,523→ 55,527 total - Exercise/Conversion
Common Stock
2025-01-01+1,699→ 52,314 total - Tax Payment
Common Stock
2025-01-01$11.42/sh−268$3,061→ 50,615 total - Exercise/Conversion
Restricted Stock Units
2025-01-01−1,699→ 1,700 total→ Common Stock (1,699 underlying) - Exercise/Conversion
Restricted Stock Units
2025-01-01−5,350→ 10,702 total→ Common Stock (5,350 underlying)
Holdings
- 28,409(indirect: J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18)
Common Stock
Footnotes (6)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.
- [F4]On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001594287
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:34 PM ET
- Size
- 20.3 KB