Home/Filings/4/0001519695-19-000097
4//SEC Filing

DAHL CRAIG R 4

Accession 0001519695-19-000097

CIK 0000814184other

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 6:39 AM ET

Size

14.9 KB

Accession

0001519695-19-000097

Insider Transaction Report

Form 4
Period: 2019-08-01
DAHL CRAIG R
Executive Vice President
Transactions
  • Disposition to Issuer

    Common Stock

    2019-08-01112,5000 total(indirect: Deferred Stock Comp. Plan)
  • Award

    Common Stock

    2019-08-01+154,155154,155 total
  • Disposition to Issuer

    Common Stock

    2019-08-01154,1550 total
  • Disposition to Issuer

    Common Stock

    2019-08-01108,966.6020 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2019-08-01504,1480 total
  • Disposition to Issuer

    Common Stock

    2019-08-0126,578.9060 total(indirect: By KSOP as of 06/30/2019)
Footnotes (8)
  • [F1]Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
  • [F2]Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 256,158 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
  • [F3]In addition, the reporting person held 154,155 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 78,326 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
  • [F4]The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
  • [F5]Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,504.742 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
  • [F6]Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 55,365.93 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
  • [F7]The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
  • [F8]Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 57,161 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

Issuer

TCF FINANCIAL CORP

CIK 0000814184

Entity typeother

Related Parties

1
  • filerCIK 0001204875

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 6:39 AM ET
Size
14.9 KB