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4//SEC Filing

Haworth James F. 4

Accession 0001520234-11-000002

CIK 0000866970other

Filed

May 8, 8:00 PM ET

Accepted

May 9, 12:53 PM ET

Size

7.7 KB

Accession

0001520234-11-000002

Insider Transaction Report

Form 4
Period: 2011-04-28
Haworth James F.
Chief Executive Officer
Transactions
  • Award

    Option (Right to Buy)

    2011-04-28+1,000,0001,000,000 total
    Exercise: $3.50From: 2012-04-28Exp: 2021-04-28Options:Common Stock (1,000,000 underlying)
  • Award

    Common Stock

    2011-04-28+1,000,0001,000,000 total
Footnotes (2)
  • [F1]All of these shares are restricted and are subject to the Lighting Science Group Corporation's Amended and Restated Equity Based Compensation Plan.
  • [F2]These options were granted to Mr. Hayworth, pursuant to the Issuer's Amended and Restated Equity-Based Compensation Plan, upon the commencement of his employment as Issuer's Chief Executive Officer. These options vest as follows: 50% of the options vest on April 28, 2012 and the remaining 50% vest on April 28, 2013.

Issuer

LIGHTING SCIENCE GROUP CORP

CIK 0000866970

Entity typeother

Related Parties

1
  • filerCIK 0001520234

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 12:53 PM ET
Size
7.7 KB