ALFANO JEFFREY J 4
4 · OPPENHEIMER HOLDINGS INC · Filed Feb 1, 2019
Insider Transaction Report
Form 4
ALFANO JEFFREY J
Chief Financial Officer
Transactions
- Other
Restricted Class A non-voting common stock
2019-01-28−2,200→ 34,881 total→ Class A non-voting common stock (1,239 underlying) - Other
Class A non-voting common stock
2019-01-28+1,239→ 61,100 total - Other
Restricted Class A non-voting common stock
2019-01-31+5,000→ 39,881 total→ Class A non-voting common stock (5,000 underlying)
Holdings
- 60
Class B voting common stock
Footnotes (2)
- [F1]The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited.
- [F2]The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time.