4//SEC Filing
BROTHERS ELLEN L 4
Accession 0001523711-12-000067
CIK 0000063276other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:36 PM ET
Size
15.5 KB
Accession
0001523711-12-000067
Insider Transaction Report
Form 4
BROTHERS ELLEN L
Executive Vice President
Transactions
- Award
Employee Stock Option - Right to Buy
2012-08-01+36,036→ 36,036 totalExercise: $34.76Exp: 2022-08-01→ Common Stock (36,036 underlying) - Exercise/Conversion
Restricted Stock Units
2012-08-02−6,201→ 6,202 total→ Common Stock (6,201 underlying) - Exercise/Conversion
Common Stock
2012-08-02+6,201→ 43,922 total - Tax Payment
Common Stock
2012-08-02$34.56/sh−2,679$92,586→ 41,243 total - Award
Restricted Stock Units
2012-08-01+7,672→ 7,672 total→ Common Stock (7,672 underlying)
Holdings
- 9,547(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The option was granted on August 1, 2012 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversay of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
- [F2]The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2012 pusuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
- [F3]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
- [F4]As reported on a Form 4 dated August 1, 2010 and filed on August 3, 2010, the reporting person received a grant of 12,403 RSUs on August 2, 2010. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 2, 2012, the first 50% of these RSUs vested, resulting in the issuance of 6,201 shares of Mattel common stock.
- [F5]Pursuant to the terms of the August 2, 2010 RSU grant, 2,679 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
- [F6]As of August 2, 2012, the reporting person had a balance of $329,960.35 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001231087
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 4:36 PM ET
- Size
- 15.5 KB