4//SEC Filing
DEBROWSKI THOMAS 4
Accession 0001523711-12-000068
CIK 0000063276other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:37 PM ET
Size
15.6 KB
Accession
0001523711-12-000068
Insider Transaction Report
Form 4
DEBROWSKI THOMAS
EVP, Worldwide Operations
Transactions
- Award
Employee Stock Option - Right to Buy
2012-08-01+54,054→ 54,054 totalExercise: $34.76Exp: 2022-08-01→ Common Stock (54,054 underlying) - Exercise/Conversion
Restricted Stock Units
2012-08-02−9,302→ 9,303 total→ Common Stock (9,302 underlying) - Tax Payment
Common Stock
2012-08-02$34.56/sh−4,343$150,094→ 64,641 total - Award
Restricted Stock Units
2012-08-01+11,507→ 11,507 total→ Common Stock (11,507 underlying) - Exercise/Conversion
Common Stock
2012-08-02+9,302→ 68,984 total
Holdings
- 6,139(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The option was granted on August 1, 2012 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversay of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
- [F2]The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2012 pusuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
- [F3]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
- [F4]As reported on a Form 4 dated August 1, 2010 and filed on August 3, 2010, the reporting person received a grant of 18,605 RSUs on August 2, 2010. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 2, 2012, the first 50% of these RSUs vested, resulting in the issuance of 9,302 shares of Mattel common stock.
- [F5]Pursuant to the terms of the August 2, 2010 RSU grant, 4,343 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
- [F6]As of August 2, 2012 the reporting person had a balance of $212,156.84 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001194254
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 4:37 PM ET
- Size
- 15.6 KB