FERGUSSON FRANCES D 4
4 · MATTEL INC /DE/ · Filed May 13, 2013
Insider Transaction Report
Form 4
FERGUSSON FRANCES D
Director
Transactions
- Exercise/Conversion
Common Stock
2013-05-12+4,320→ 17,907 total - Award
Restricted Stock Units
2013-05-10+2,610→ 2,610 total→ Common Stock (2,610 underlying) - Exercise/Conversion
Restricted Stock Units
2013-05-12−4,320→ 0 total→ Common Stock (4,320 underlying)
Footnotes (3)
- [F1]As reported on a Form 4 dated May 11, 2010 and filed on May 13, 2010, the reporting person received a grant of 4,320 Restricted Stock Units ("RSUs") on May 12, 2010. The RSUs were fully vested on the one year anniversiary of the grant date and are settled on the third anniversary of the grant date. On May 12, 2013, 100% of these RSUs were settled, resulting in the issuance of 4,320 shares of Mattel common stock.
- [F2]The RSUs were granted on May 10, 2013, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.
- [F3]The RSUs will vest in four equal installments, as follows: (i) 25% on August 10, 2013, (ii) 25% on November 10, 2013, (iii) 25% on February 10, 2014 and (iv) 25% on the earlier of May 10, 2014 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).