4//SEC Filing
MATTEL INC /DE/ 4
Accession 0001523711-14-000002
$MATCIK 0000063276operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:51 PM ET
Size
16.1 KB
Accession
0001523711-14-000002
Insider Transaction Report
Form 4
STOCKTON BRYAN
President International
Transactions
- Tax Payment
Common Stock
2014-01-04$46.87/sh−9,179$430,220→ 151,570 total - Exercise/Conversion
Restricted Stock Units
2014-01-04−19,779→ 0 total→ Common Stock (19,779 underlying) - Exercise/Conversion
Common Stock
2014-01-04+19,779→ 160,749 total - Exercise/Conversion
Restricted Stock Units
2014-01-03−13,511→ 13,511 total→ Common Stock (13,511 underlying) - Exercise/Conversion
Common Stock
2014-01-03+13,511→ 146,186 total - Tax Payment
Common Stock
2014-01-03$46.87/sh−5,216$244,474→ 140,970 total
Holdings
- 7,138(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]As reported on a Form 4 dated January 3, 2012 and filed January 4, 2012, the reporting person received a grant of 27,022 Restricted Stock Units ("RSUs" or "Units") on January 3, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. ("Mattel") common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 3, 2014, the initial 50% of these RSUs vested, resulting in the issuance of 13,511 shares of Mattel common stock.
- [F2]Pursuant to the terms of the January 3, 2012 RSU grant, 5,216 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As reported on a Form 4 dated January 4, 2011 and filed January 6, 2011, the reporting person received a grant of 39,557 RSUs on January 4, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 4, 2014, the remaining 50% of these RSUs vested, resulting in the issuance of 19,779 shares of Mattel common stock.
- [F4]Pursuant to the terms of the January 4, 2011 RSU grant, 9,179 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
- [F5]As of January 4, 2014 the reporting person had a balance of $334,546.16 in the Mattel Stock Fund of Mattel's 401(k) Personal Investiment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000063276
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:51 PM ET
- Size
- 16.1 KB