4//SEC Filing
MATTEL INC /DE/ 4
Accession 0001523711-14-000065
$MATCIK 0000063276operating
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 3:28 PM ET
Size
21.9 KB
Accession
0001523711-14-000065
Insider Transaction Report
Form 4
KAYE ALAN
Sr. VP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2014-08-01+6,951→ 24,350 total(indirect: By Trust) - Tax Payment
Common Stock
2014-08-01$35.25/sh−2,752$97,008→ 23,244 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2014-08-01−5,274→ 5,275 total→ Common Stock (5,274 underlying) - Award
Employee Stock Option - Right to Buy
2014-08-01+89,286→ 89,286 totalExercise: $35.25Exp: 2024-08-01→ Common Stock (89,286 underlying) - Award
Restricted Stock Units
2014-08-01+11,348→ 11,348 total→ Common Stock (11,348 underlying) - Exercise/Conversion
Common Stock
2014-08-01+5,274→ 25,996 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2014-08-01−6,951→ 0 total→ Common Stock (6,951 underlying) - Tax Payment
Common Stock
2014-08-01$35.25/sh−3,628$127,887→ 20,722 total(indirect: By Trust)
Holdings
- 8,166(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]As reported on a Form 4 dated July 31, 2011 and filed on August 2, 2011, the reporting person received a grant of 13,902 Restricted Stock Units ("RSUs" or "Units") on August 1, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the remaining 50% of these RSUs vested, resulting in the issuance of 6,951 shares of Mattel, Inc. common stock.
- [F2]The Kaye Living Trust, dated March 31, 1992.
- [F3]Pursuant to the terms of the August 1, 2011 RSU grant, 3,628 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
- [F4]As reported on a Form 4 dated August 1, 2012 and filed on August 3, 2012, the reporting person received a grant of 10,549 RSUs on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the first 50% of these RSUs vested, resulting in the issuance of 5,274 shares of Mattel, Inc. common stock.
- [F5]Pursuant to the terms of the August 1, 2012 RSU grant, 2,752 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
- [F6]As of August 1, 2014, the reporting person had a balance of $287,758.98 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
- [F7]The option was granted on August 1, 2014 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
- [F8]The RSUs were granted on August 1, 2014 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
- [F9]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000063276
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 3:28 PM ET
- Size
- 21.9 KB