MATTEL INC /DE/ 4

Accession 0001523711-14-000071

$MATCIK 0000063276operating

View on SEC.gov Company Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 3:36 PM ET

Size

27.7 KB

Accession

0001523711-14-000071

Insider Transaction Report

Form 4

Period: 2014-07-31

MATTEL INC /DE/MAT

STOCKTON BRYAN

President International

Transactions

Exercise/Conversion
Common Stock
2014-08-01+15,798→ 328,457 total
Tax Payment
Common Stock
2014-08-01$35.25/sh−13,761$485,075→ 332,823 total
Award
Restricted Stock Units
2014-08-01+66,194→ 66,194 total
→ Common Stock (66,194 underlying)
Tax Payment
Common Stock
2014-07-31$35.42/sh−29,682$1,051,485→ 312,659 total
Exercise/Conversion
Common Stock
2014-08-01+26,371→ 346,584 total
Exercise/Conversion
Common Stock
2014-07-31+56,883→ 342,341 total
Tax Payment
Common Stock
2014-08-01$35.25/sh−8,244$290,601→ 320,213 total
Exercise/Conversion
Restricted Stock Units
2014-07-31−56,883→ 0 total
→ Common Stock (56,883 underlying)
Exercise/Conversion
Restricted Stock Units
2014-08-01−15,798→ 0 total
→ Common Stock (15,798 underlying)
Exercise/Conversion
Restricted Stock Units
2014-08-01−26,371→ 26,372 total
→ Common Stock (26,371 underlying)
Award
Employee Stock Option - Right to Buy
2014-08-01+520,833→ 520,833 total
Exercise: $35.25Exp: 2024-08-01→ Common Stock (520,833 underlying)

Holdings

Common Stock
(indirect: By 401(k))
7,302

Footnotes (10)

[F1]As reported on a Form 4 dated August 1, 2009 and filed on August 4, 2009, the reporting person received a grant of 56,883 Restricted Stock Units ("RSUs" or "Units") on July 31, 2009. The RSUs vest 100% on the fifth anniversary of the date of grant. On the vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On July 31, 2014, 100% of the RSUs vested, resulting in the issuance of 56,883 shares of Mattel, Inc. common stock.
[F10]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
[F2]Pursuant to the terms of the July 31, 2009 RSU grant, 29,682 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
[F3]As reported on a Form 4 dated July 31, 2011 and filed on August 2, 2011, the reporting person received a grant of 31,596 RSUs on August 1, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the remaining 50% of these RSUs vested, resulting in the issuance of 15,798 shares of Mattel, Inc. common stock.
[F4]Pursuant to the terms of the August 1, 2011 RSU grant, 8,244 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
[F5]As reported on a Form 4 dated August 1, 2012 and filed on August 3, 2012, the reporting person received a grant of 52,743 RSUs on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc. a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the first 50% of these RSUs vested, resulting in the issuance of 26,371 shares of Mattel, Inc. common stock.
[F6]Pursuant to the terms of the August 1, 2012 RSU grant, 13,761 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
[F7]As of August 1, 2014, the reporting person had a balance of $257,330.69 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
[F8]The option was granted on August 1, 2014 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
[F9]The RSUs were granted on August 1, 2014 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

MATTEL INC /DE/

CIK 0000063276

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000063276

Filing Metadata

Form type: 4
Filed: Aug 3, 8:00 PM ET
Accepted: Aug 4, 3:36 PM ET
Size: 27.7 KB

View on SEC.gov