MATTEL INC /DE/ 4

Accession 0001523711-14-000072

$MATCIK 0000063276operating

View on SEC.gov Company Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 3:37 PM ET

Size

21.7 KB

Accession

0001523711-14-000072

Insider Transaction Report

Form 4

Period: 2014-08-01

MATTEL INC /DE/MAT

TOPHAM HERBERT SCOTT

SVP and Corporate Controller

Transactions

Exercise/Conversion
Common Stock
2014-08-01+2,559→ 2,559 total
Tax Payment
Common Stock
2014-08-01$35.25/sh−1,336$47,094→ 1,223 total
Exercise/Conversion
Common Stock
2014-08-01+1,942→ 3,165 total
Tax Payment
Common Stock
2014-08-01$35.25/sh−1,014$35,744→ 2,151 total
Exercise/Conversion
Restricted Stock Units
2014-08-01−2,559→ 0 total
→ Common Stock (2,559 underlying)
Exercise/Conversion
Restricted Stock Units
2014-08-01−1,942→ 1,942 total
→ Common Stock (1,942 underlying)
Award
Employee Stock Option - Right to Buy
2014-08-01+33,482→ 33,482 total
Exercise: $35.25Exp: 2024-08-01→ Common Stock (33,482 underlying)
Award
Restricted Stock Units
2014-08-01+4,255→ 4,255 total
→ Common Stock (4,255 underlying)

Holdings

Common Stock
(indirect: By 401(k))
1,176

Footnotes (8)

[F1]As reported on a Form 4 dated July 31, 2011 and filed on August 2, 2011, the reporting person received a grant of 5,118 Restricted Stock Units ("RSUs" or "Units") on August 1, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the remaining 50% of these RSUs vested, resulting in the issuance of 2,559 shares of Mattel, Inc. common stock.
[F2]Pursuant to the terms of the August 1, 2011 RSU grant, 1,336 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
[F3]As reported on a Form 4 dated August 1, 2012 and filed on August 3, 2012, the reporting person received a grant of 3,884 RSUs on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the first 50% of these RSUs vested, resulting in the issuance of 1,942 shares of Mattel, Inc. common stock.
[F4]Pursuant to the terms of the August 1, 2012 RSU grant, 1,014 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
[F5]As of August 1, 2014, the reporting person had a balance of $41,452.57 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
[F6]The option was granted on August 1, 2014 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
[F7]The RSUs were granted on August 1, 2014 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
[F8]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

MATTEL INC /DE/

CIK 0000063276

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000063276

Filing Metadata

Form type: 4
Filed: Aug 3, 8:00 PM ET
Accepted: Aug 4, 3:37 PM ET
Size: 21.7 KB

View on SEC.gov