4//SEC Filing
MATTEL INC /DE/ 4
Accession 0001523711-15-000050
$MATCIK 0000063276operating
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 4:05 PM ET
Size
16.1 KB
Accession
0001523711-15-000050
Insider Transaction Report
Form 4
KILPIN TIMOTHY J.
EVP Mattel Brands El Segundo
Transactions
- Exercise/Conversion
Common Stock
2015-08-01+4,293→ 86,042 total - Exercise/Conversion
Restricted Stock Units
2015-08-01−4,316→ 0 total→ Common Stock (4,316 underlying) - Exercise/Conversion
Common Stock
2015-08-01+4,316→ 83,371 total - Tax Payment
Common Stock
2015-08-01$23.21/sh−1,614$37,461→ 84,428 total - Tax Payment
Common Stock
2015-08-01$23.21/sh−1,622$37,647→ 81,749 total - Exercise/Conversion
Restricted Stock Units
2015-08-01−4,293→ 4,294 total→ Common Stock (4,293 underlying)
Holdings
- 3,449(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]As reported on a Form 4 dated August 1, 2012 and filed on August 3, 2012, the reporting person received a grant of 8,631 Restricted Stock Units ("RSUs" or "Units") on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the remaining 50% of these RSUs vested, resulting in the issuance of 4,316 shares of Mattel, Inc. common stock.
- [F2]Pursuant to the terms of the August 1, 2012 RSU grant, 1,622 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As reported on a Form 4 dated August 1, 2013 and filed on August 5, 2013, the reporting person received a grant of 8,587 RSUs on August 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the first 50% of these RSUs vested, resulting in the issuance of 4,293 shares of Mattel, Inc. common stock.
- [F4]Pursuant to the terms of the August 1, 2013 RSU grant, 1,614 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
- [F5]As of July 31, 2015, the reporting person had a balance of $80,052.60 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000063276
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 4:05 PM ET
- Size
- 16.1 KB