MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed Feb 2, 2016
Insider Transaction Report
Form 4
SINCLAIR CHRISTOPHER A
DirectorFormer Executive Chairman
Transactions
- Exercise/Conversion
Common Stock
[F1]2016-01-29+55,762→ 102,304 total - Tax Payment
Common Stock
[F2]2016-01-29$27.59/sh−21,890$603,945→ 80,414 total - Exercise/Conversion
Restricted Stock Units
[F1]2016-01-29−55,762→ 0 total→ Common Stock (55,762 underlying)
Footnotes (2)
- [F1]As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 55,762 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest 100% on the first anniversary of the grant date. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2016, 100% of these RSUs vested, resulting in the issuance of 55,762 shares of Mattel, Inc. common stock.
- [F2]Pursuant to the terms of the January 29, 2015 RSU grant, 21,890 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
Signature
/s/ Julie Kwok, Attorney-in-Fact for Christopher A. Sinclair|2016-02-02