MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed May 23, 2016
Insider Transaction Report
Form 4
WHITE KATHY BRITTAIN
Director
Transactions
- Sale
Common Stock
2016-05-20$30.60/sh−2,700$82,609→ 8,060 total - Award
Restricted Stock Units
2016-05-19+4,619→ 4,619 total→ Common Stock (4,619 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $30.59 to $30.615. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The Restricted Stock Units ("RSUs") were granted on May 19, 2016, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.
- [F3]The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).