MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed Aug 3, 2016
Insider Transaction Report
Form 4
Walker Geoffrey H
EVP Global Brands Fisher-Price
Transactions
- Tax Payment
Common Stock
2016-08-01$32.72/sh−1,321$43,223→ 29,269 total - Tax Payment
Common Stock
2016-08-01$32.72/sh−1,777$58,143→ 32,220 total - Award
Restricted Stock Units
2016-08-01+10,697→ 10,697 total→ Common Stock (10,697 underlying) - Exercise/Conversion
Common Stock
2016-08-01+3,513→ 30,590 total - Exercise/Conversion
Common Stock
2016-08-01+4,728→ 33,997 total - Exercise/Conversion
Restricted Stock Units
2016-08-01−3,513→ 0 total→ Common Stock (3,513 underlying) - Exercise/Conversion
Restricted Stock Units
2016-08-01−4,728→ 4,728 total→ Common Stock (4,728 underlying) - Award
Employee Stock Option - Right to Buy
2016-08-01+85,366→ 85,366 totalExercise: $32.72Exp: 2026-08-01→ Common Stock (85,366 underlying)
Holdings
- 4,766(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]As reported on a Form 4 dated August 1, 2013 and filed on August 5, 2013, the reporting person received a grant of 7,026 Restricted Stock Units ("RSUs" or "Units") on August 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2016, the remaining 50% of these RSUs vested, resulting in the issuance of 3,513 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the August 1, 2013 RSU grant, 1,321 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the reporting person received a grant of 9,456 RSUs on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2016, the first 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock.
- [F4]Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F5]As of August 1, 2016, the reporting person had a balance of $155,931.98 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
- [F6]The option was granted on August 1, 2016 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
- [F7]The RSUs were granted on August 1, 2016 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
- [F8]The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.