MATTEL INC /DE/ 4
4 · MATTEL INC /DE/ · Filed May 5, 2017
Insider Transaction Report
Form 4
Johnson Joseph B
SVP & Corporate Controller
Transactions
- Exercise/Conversion
Common Stock
2017-05-04+296→ 1,259 total - Tax Payment
Common Stock
2017-05-04$21.78/sh−109$2,374→ 1,150 total - Exercise/Conversion
Restricted Stock Units
2017-05-04−296→ 306 total→ Common Stock (296 underlying)
Footnotes (2)
- [F1]As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2017, the second 33% of these RSUs vested, resulting in the issuance of 296 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the May 4, 2015 RSU grant, 109 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.