4//SEC Filing
Walker Geoffrey H 4
Accession 0001523711-17-000092
CIK 0000063276other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 4:26 PM ET
Size
9.8 KB
Accession
0001523711-17-000092
Insider Transaction Report
Form 4
Walker Geoffrey H
EVP Global Brands Fisher-Price
Transactions
- Exercise/Conversion
Common Stock
2017-07-31+4,976→ 38,006 total - Tax Payment
Common Stock
2017-07-31$20.02/sh−1,870$37,437→ 36,136 total - Exercise/Conversion
Restricted Stock Units
2017-07-31−4,976→ 5,128 total→ Common Stock (4,976 underlying)
Holdings
- 8,441(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 15,080 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 4,976 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the July 31, 2015 RSU grant, 1,870 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As of July 31, 2017, the Reporting Person had a balance of $168,997.70 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001571977
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 4:26 PM ET
- Size
- 9.8 KB