4//SEC Filing
SINCLAIR CHRISTOPHER A 4
Accession 0001523711-17-000107
CIK 0000063276other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:45 PM ET
Size
14.3 KB
Accession
0001523711-17-000107
Insider Transaction Report
Form 4
SINCLAIR CHRISTOPHER A
Director
Transactions
- Tax Payment
Common Stock
2017-08-01$19.72/sh−6,942$136,896→ 115,525 total - Award
Employee Stock Option - Right to Buy
2017-08-01+272,480→ 272,480 totalExercise: $19.72Exp: 2027-08-01→ Common Stock (272,480 underlying) - Exercise/Conversion
Common Stock
2017-08-01+23,532→ 122,467 total - Exercise/Conversion
Restricted Stock Units
2017-08-01−23,532→ 47,780 total→ Common Stock (23,532 underlying) - Award
Restricted Stock Units
2017-08-01+50,710→ 50,710 total→ Common Stock (50,710 underlying)
Footnotes (5)
- [F1]As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 71,312 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 23,532 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the August 1, 2016 RSU grant, 6,942 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
- [F4]The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
- [F5]The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001198856
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 4:45 PM ET
- Size
- 14.3 KB