NORMILE ROBERT 4

Accession 0001523711-19-000057

CIK 0000063276other

View on SEC.gov Company Profile

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 3:54 PM ET

Size

20.9 KB

Accession

0001523711-19-000057

Insider Transaction Report

Form 4

Period: 2019-08-01

MATTEL INC /DE/MAT

NORMILE ROBERT

SVP, General Counsel & Sec'y

Transactions

Tax Payment
Common Stock
2019-08-01$13.59/sh−2,848$38,704→ 134,834 total
Tax Payment
Common Stock
2019-08-01$13.59/sh−1,258$17,096→ 129,448 total
Exercise/Conversion
Restricted Stock Units
2019-08-01−3,637→ 0 total
→ Common Stock (3,637 underlying)
Award
Restricted Stock Units
2019-08-01+9,658→ 9,658 total
→ Common Stock (9,658 underlying)
Exercise/Conversion
Common Stock
2019-08-01+3,637→ 130,706 total
Exercise/Conversion
Common Stock
2019-08-01+8,234→ 137,682 total
Exercise/Conversion
Restricted Stock Units
2019-08-01−8,234→ 16,718 total
→ Common Stock (8,234 underlying)
Award
Employee Stock Option - Right to Buy
2019-08-01+77,055→ 77,055 total
Exercise: $13.59Exp: 2029-08-01→ Common Stock (77,055 underlying)

Holdings

Common Stock
(indirect: By 401(k))
15,090

Footnotes (8)

[F1]As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the final 34% of these RSUs vested, resulting in the issuance of 3,637 shares of Mattel, Inc. Common Stock.
[F2]Pursuant to the terms of the August 1, 2016 RSU grant, 1,258 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
[F3]As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 24,952 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2019, the first 33% of these RSUs vested, resulting in the issuance of 8,234 shares of Mattel, Inc. Common Stock.
[F4]Pursuant to the terms of the August 1, 2018 RSU grant, 2,848 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
[F5]As of August 1, 2019, the Reporting Person had a balance of $205,076.37 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
[F6]The RSUs were granted on August 1, 2019 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
[F7]The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
[F8]The option was granted on August 1, 2019 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Documents

1 file

4
wf-form4_156503487675172.xmlPrimary
FORM 4

Issuer

MATTEL INC /DE/

CIK 0000063276

→

Entity typeother

Related Parties

filerCIK 0001194275

Filing Metadata

Form type: 4
Filed: Aug 4, 8:00 PM ET
Accepted: Aug 5, 3:54 PM ET
Size: 20.9 KB

View on SEC.gov