NORMILE ROBERT 4
4 · MATTEL INC /DE/ · Filed Dec 30, 2019
Insider Transaction Report
Form 4
NORMILE ROBERT
SVP, General Counsel & Sec'y
Transactions
- Exercise/Conversion
Common Stock
2019-12-27+8,128→ 142,962 total - Exercise/Conversion
Restricted Stock Units
2019-12-27−8,128→ 0 total→ Common Stock (8,128 underlying) - Tax Payment
Common Stock
2019-12-27$13.80/sh−2,811$38,792→ 140,151 total
Holdings
- 14,893(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]As reported on a Form 4 dated December 29, 2017 and filed on January 3, 2018, the Reporting Person received a grant of 16,255 Restricted Stock Units ("RSUs" or "Units") on December 29, 2017. The RSUs vest as to 50% of the Units granted on the first anniversary of the date of grant and as to the remaining 50% of the Units granted on the second anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On December 27, 2019, the remaining 50% of these RSUs vested, resulting in the issuance of 8,128 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the December 29, 2017 RSU grant, 2,811 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As of December 29, 2019, the Reporting Person had a balance of $205,452.58 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.