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4//SEC Filing

NORMILE ROBERT 4

Accession 0001523711-19-000070

CIK 0000063276other

Filed

Dec 29, 7:00 PM ET

Accepted

Dec 30, 4:01 PM ET

Size

9.7 KB

Accession

0001523711-19-000070

Insider Transaction Report

Form 4
Period: 2019-12-27
NORMILE ROBERT
SVP, General Counsel & Sec'y
Transactions
  • Exercise/Conversion

    Common Stock

    2019-12-27+8,128142,962 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-12-278,1280 total
    Common Stock (8,128 underlying)
  • Tax Payment

    Common Stock

    2019-12-27$13.80/sh2,811$38,792140,151 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    14,893
Footnotes (3)
  • [F1]As reported on a Form 4 dated December 29, 2017 and filed on January 3, 2018, the Reporting Person received a grant of 16,255 Restricted Stock Units ("RSUs" or "Units") on December 29, 2017. The RSUs vest as to 50% of the Units granted on the first anniversary of the date of grant and as to the remaining 50% of the Units granted on the second anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On December 27, 2019, the remaining 50% of these RSUs vested, resulting in the issuance of 8,128 shares of Mattel, Inc. Common Stock.
  • [F2]Pursuant to the terms of the December 29, 2017 RSU grant, 2,811 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
  • [F3]As of December 29, 2019, the Reporting Person had a balance of $205,452.58 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.

Issuer

MATTEL INC /DE/

CIK 0000063276

Entity typeother

Related Parties

1
  • filerCIK 0001194275

Filing Metadata

Form type
4
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:01 PM ET
Size
9.7 KB