4//SEC Filing
NORMILE ROBERT 4
Accession 0001523711-20-000054
CIK 0000063276other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 7:25 PM ET
Size
18.0 KB
Accession
0001523711-20-000054
Insider Transaction Report
Form 4
NORMILE ROBERT
SVP, General Counsel & Sec'y
Transactions
- Exercise/Conversion
Common Stock
2020-08-01+8,234→ 152,580 total - Tax Payment
Common Stock
2020-08-01$11.11/sh−1,103$12,254→ 151,816 total - Exercise/Conversion
Restricted Stock Units
2020-08-01−8,234→ 8,484 total→ Common Stock (8,234 underlying) - Award
Employee Stock Option - Right to Buy
2020-07-31+115,132→ 115,132 totalExercise: $11.11Exp: 2030-07-31→ Common Stock (115,132 underlying) - Tax Payment
Common Stock
2020-08-01$11.11/sh−2,848$31,641→ 149,732 total - Exercise/Conversion
Restricted Stock Units
2020-08-01−3,187→ 6,471 total→ Common Stock (3,187 underlying) - Exercise/Conversion
Common Stock
2020-08-01+3,187→ 152,919 total
Holdings
- 14,927(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 24,952 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 8,234 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the August 1, 2018 RSU grant, 2,848 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 9,658 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 3,187 shares of Mattel, Inc. Common Stock.
- [F4]Pursuant to the terms of the August 1, 2019 RSU grant, 1,103 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F5]As of July 31, 2020, the Reporting Person had a balance of $165,836.60 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
- [F6]The option was granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001194275
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 7:25 PM ET
- Size
- 18.0 KB