4//SEC Filing
TOTZKE STEVE 4
Accession 0001523711-24-000046
CIK 0000063276other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:52 PM ET
Size
15.6 KB
Accession
0001523711-24-000046
Insider Transaction Report
Form 4
TOTZKE STEVE
President, Chief Comm Officer
Transactions
- Tax Payment
Common Stock
2024-04-28$18.36/sh−7,665$140,729→ 170,659 total - Tax Payment
Common Stock
2024-04-29$18.49/sh−5,160$95,408→ 175,680 total - Exercise/Conversion
Restricted Stock Units
2024-04-28−15,124→ 30,709 total→ Common Stock (15,124 underlying) - Exercise/Conversion
Common Stock
2024-04-28+15,124→ 178,324 total - Exercise/Conversion
Common Stock
2024-04-29+10,181→ 180,840 total - Exercise/Conversion
Restricted Stock Units
2024-04-29−10,181→ 10,490 total→ Common Stock (10,181 underlying)
Holdings
- 19,100(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2024, the first 33% of these RSUs vested, resulting in the issuance of 15,124 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the April 28, 2023 RSU grant, 7,665 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 30,852 RSUs on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 29, 2024, the second 33% of these RSUs vested, resulting in the issuance of 10,181 shares of Mattel, Inc. Common Stock.
- [F4]Pursuant to the terms of the April 29, 2022 RSU grant, 5,160 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F5]As of April 25, 2024, the Reporting Person had a balance of $351,312.61 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001666142
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:52 PM ET
- Size
- 15.6 KB