TOTZKE STEVE 4
4 · MATTEL INC /DE/ · Filed Aug 6, 2024
Insider Transaction Report
Form 4
TOTZKE STEVE
President, Chief Comm Officer
Transactions
- Exercise/Conversion
Common Stock
2024-08-02+7,760→ 109,662 total - Tax Payment
Common Stock
2024-08-02$18.92/sh−3,933$74,412→ 105,729 total - Exercise/Conversion
Restricted Stock Units
2024-08-02−7,760→ 0 total→ Common Stock (7,760 underlying)
Holdings
- 19,099(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2024, the final 34% of these RSUs vested, resulting in the issuance of 7,760 shares of Mattel, Inc. Common Stock.
- [F2]Pursuant to the terms of the August 2, 2021 RSU grant, 3,933 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- [F3]As of August 5, 2024, the Reporting Person had a balance of $349,907.83 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.