Home/Filings/4/0001524853-12-000004
4//SEC Filing

PENG SYD S. 4

Accession 0001524853-12-000004

CIK 0001137083other

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 6:24 PM ET

Size

13.6 KB

Accession

0001524853-12-000004

Insider Transaction Report

Form 4
Period: 2012-08-31
PENG SYD S.
Director
Transactions
  • Award

    Options

    2012-08-31+20,00020,000 total
    Exercise: $2.00From: 2012-11-30Exp: 2017-11-30Common Stock (20,000 underlying)
  • Award

    Options

    2012-08-31+20,00040,000 total
    Exercise: $2.00From: 2013-02-28Exp: 2018-02-28Common Stock (20,000 underlying)
  • Award

    Common Stock

    2012-08-31$1.89/sh+2,117$4,00135,802 total
  • Award

    Options

    2012-08-31+20,00080,000 total
    Exercise: $2.00From: 2013-08-31Exp: 2018-08-31Common Stock (20,000 underlying)
  • Award

    Options

    2012-08-31+20,00060,000 total
    Exercise: $2.00From: 2013-05-31Exp: 2018-05-31Common Stock (20,000 underlying)
Footnotes (2)
  • [F1]Price reflecting the average closing price of stock during the corresponding service period.
  • [F2]The 80,000 options will vest quarterly equal in installments on November 30 2012, February 28 2013, May 31 2013, and August 31 2013.

Issuer

L & L ENERGY, INC.

CIK 0001137083

Entity typeother

Related Parties

1
  • filerCIK 0001524853

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 6:24 PM ET
Size
13.6 KB