Main Street Capital CORP·4

May 6, 4:45 PM ET

Griffin Jon Kevin 4

4 · Main Street Capital CORP · Filed May 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Main Street Capital (MAIN) Director Jon Griffin Receives Shares

What Happened
Jon Kevin Griffin, a director of Main Street Capital Corporation (MAIN), reported acquisitions totaling 2,122.149 shares. The filing shows: 1,345.05 shares granted at $55.76/share (value reported as $75,000), 538 shares issued with $0 reported value (restricted/compensation), and two dividend-reinvestment purchases totaling 239.099 shares (20.104 @ $56.39 and 218.995 @ $57.83) with cash amounts $1,134 and $12,664 respectively. All transactions are acquisitions (awards and dividend reinvestment), which are purchases/awards rather than sales.

Key Details

  • Transaction dates: April 15, 2026 (dividend reinvestments) and May 4, 2026 (grants/awards). Filing date: May 6, 2026.
  • Prices and values reported: 20.104 @ $56.39 = $1,134; 218.995 @ $57.83 = $12,664; 538 @ $0 = $0; 1,345.05 @ $55.76 = $75,000. Total shares acquired = 2,122.149; total reported value ≈ $88,798.
  • Shares owned after the transactions: not specified in the excerpt provided (the filing did not disclose total beneficial ownership in the supplied data).
  • Footnotes: dividend reinvestment shares were acquired under a DRIP and are noted as exempt under Rule 16a-11; other shares were issued under the Non‑Employee Director Restricted Stock Plan and the Deferred Compensation Plan.
  • Timeliness: April 15 DRIP purchases are noted as exempt under Rule 16a-11; the May 4 awards were reported on May 6 (within the typical two-business-day Form 4 window).

Context
These transactions are awards and reinvestments (acquisitions), not sales. For retail investors, purchases or awards by directors can be more informative than routine sales, but they do not prove future performance. The restricted shares and deferred-compensation issuances generally reflect board compensation or deferral elections rather than open-market buying.

Insider Transaction Report

Form 4
Period: 2026-05-04
Transactions
  • Other

    Common Stock

    [F1]
    2026-04-15$56.39/sh+20.104$1,13471,403.64 total
  • Other

    Common Stock

    [F1]
    2026-04-15$57.83/sh+218.995$12,66471,622.635 total
  • Award

    Common Stock

    [F2]
    2026-05-04+53872,160.635 total
  • Award

    Common Stock

    [F3]
    2026-05-04$55.76/sh+1,345.05$75,00073,505.685 total
Footnotes (3)
  • [F1]The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
  • [F2]Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.
  • [F3]Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.
Signature
/s/ Jason B. Beauvais, Attorney-in-Fact|2026-05-06

Documents

1 file
  • 4
    form4-05062026_040508.xmlPrimary