NORTHERN TECHNOLOGIES INTERNATIONAL CORP·4

Sep 5, 5:37 PM ET

LYNCH G PATRICK 4

4 · NORTHERN TECHNOLOGIES INTERNATIONAL CORP · Filed Sep 5, 2017

Insider Transaction Report

Form 4
Period: 2017-09-01
LYNCH G PATRICK
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2017-09-01+5,8525,852 total
    Exercise: $18.35Exp: 2027-08-31Common Stock (5,852 underlying)
Holdings
  • Common Stock

    37,052
  • Common Stock

    (indirect: See Footnote 1)
    601,668
Footnotes (2)
  • [F1]These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
  • [F2]This option vests with respect to 1,951 shares on each of September 1, 2018 and September 1, 2019 and with respect to 1,950 shares on September 1, 2020.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT