4//SEC Filing
COLUMBUS MCKINNON CORP 4
Accession 0001526944-13-000008
$CMCOCIK 0001005229operating
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 5:08 PM ET
Size
21.1 KB
Accession
0001526944-13-000008
Insider Transaction Report
Form 4
Woon Eric
Vice President - APAC
Transactions
- Exercise/Conversion
Common Stock
2013-11-26$18.24/sh+103$1,879→ 9,618 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-11-26+583→ 1,751 totalExercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (583 underlying) - Sale
Common Stock
2013-11-26$27.16/sh−1,375$37,345→ 9,515 total - Exercise/Conversion
Common Stock
2013-11-26$19.50/sh+583$11,369→ 10,201 total - Exercise/Conversion
Common Stock
2013-11-26$13.43/sh+689$9,253→ 10,890 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-11-26+103→ 1,078 totalExercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (103 underlying) - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-11-26+689→ 4,828 totalExercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (689 underlying)
Holdings
- 9,515
Common Stock
- 8,333
Non-Qualified Stock Options (Right to Buy)
Exercise: $14.80From: 2013-01-25Exp: 2020-01-24→ Common Stock (8,333 underlying) - 4,970
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (4,970 underlying)
Footnotes (6)
- [F1]Includes 8,139 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully vested and non-forfeitable on 5/17/2014, 618 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 2,064 units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- [F2]Originally granted 10,000 options. The reporting person exercised 959 options on 11/19/2013. 1,666 options are excerisable, subject to IRS limitations, and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
- [F3]Originally granted 1,724 options. The reporting person exercised 103 options on 11/26/2013. 647 options are exercisable, subject to IRS limitations, and the remaining 431 options become exercisable 5/17/2014, if reporting person remains an employee of issuer.
- [F4]Originally granted 2,334 options. The reporting person exercised 583 options on 11/26/2013. 583 options are exercisable, subject to IRS limitations, and the remaining 1,168 options become exercisable 50% per year for two years begining 5/23/2014, if reporting person remains an employee of issuer.
- [F5]Originally granted 5,517 options. The reporting person exercised 689 options on 11/26/2013. 690 options are exercisable, subject to IRS limitations, and the remaining 4,138 otpions become exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
- [F6]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
Documents
Issuer
COLUMBUS MCKINNON CORP
CIK 0001005229
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001005229
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 5:08 PM ET
- Size
- 21.1 KB