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INVESTORS CAPITAL HOLDINGS LTD·4

Aug 4, 11:24 AM ET

Murphy Timothy B 4

4 · INVESTORS CAPITAL HOLDINGS LTD · Filed Aug 4, 2011

Insider Transaction Report

Form 4
Period: 2011-07-28
INVESTORS CAPITAL HOLDINGS LTDICH
Murphy Timothy B
DirectorPresident & CEO
Transactions
  • Purchase

    common stock, $.01 par value per share

    2011-07-28$4.25/sh+39,629$168,423→ 331,182 total
Holdings

  • Option

    Exercise: $1.00From: 2011-08-04Exp: 2011-08-04→ common stock, $.01 par value per share (150,000 underlying)
    150,000

  • common stock, $.01 par value per share

    (indirect: By Children)
    300

  • common stock, $.01 par value per share

    (indirect: By 401(k))
    75,571
Footnotes (2)
  • [F1]Approximate share equivalent. Filer ownership in company 401(k) plan is in the form of units of unitized ICH stock fund. Amount includes share equivalent for prior routine acquisition of fund units based on mv and closing ICH share price on 7/27/2011.
  • [F2]Options are immediately exercisable and have no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT