4//SEC Filing
SPENCER JEB S. 4
Accession 0001527966-19-000002
CIK 0001122388other
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 4:47 PM ET
Size
18.0 KB
Accession
0001527966-19-000002
Insider Transaction Report
Form 4
ELLIE MAE INCELLI
SPENCER JEB S.
Director
Transactions
- Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−4,486$444,114→ 2,105 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−8,000$792,000→ 0 totalExercise: $22.20Exp: 2023-05-29→ Common Stock (8,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−12,000$1,188,000→ 0 totalExercise: $26.69Exp: 2024-05-21→ Common Stock (12,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−4,167$412,533→ 0 totalExercise: $5.02Exp: 2021-08-17→ Common Stock (4,167 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−3,455$342,045→ 0 totalExercise: $66.63Exp: 2025-06-17→ Common Stock (3,455 underlying) - Disposition to Issuer
Common Stock
2019-04-17$99.00/sh−2,105$208,395→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2019-04-17$99.00/sh−9,350$925,650→ 0 totalExercise: $15.34Exp: 2022-05-15→ Common Stock (9,350 underlying)
Footnotes (3)
- [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated February 11, 2019, by and among Ellie Mae, Inc., a Delaware corporation ("Issuer"), EM Eagle Purchaser, LLC, a Delaware limited liability company ("Parent") and EM Eagle Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on April 17, 2019, Merger Sub merged with and into Issuer (the "Merger"), with Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger ("Effective Time") each share of Common Stock was cancelled and converted into the right to receive $99.00 in cash, without interest.
- [F2]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated February 11, 2019, by and among Ellie Mae, Inc., a Delaware corporation ("Issuer"), EM Eagle Purchaser, LLC, a Delaware limited liability company ("Parent") and EM Eagle Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on April 17, 2019, Merger Sub merged with and into Issuer (the "Merger"), with Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger ("Effective Time"), each restricted stock unit, whether vested or unvested, was cancelled and converted into the right to receive a cash amount equal to (i) the aggregate number of shares subject to the restricted stock unit award multiplied by (ii) $99.00.
- [F3]Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, was cancelled and automatically converted into the right to receive a cash amount equal to (i) the aggregate number of shares subject to such option multiplied by (ii) $99.00 less the applicable per share exercise price under such option.
Documents
Issuer
ELLIE MAE INC
CIK 0001122388
Entity typeother
Related Parties
1- filerCIK 0001527966
Filing Metadata
- Form type
- 4
- Filed
- Apr 16, 8:00 PM ET
- Accepted
- Apr 17, 4:47 PM ET
- Size
- 18.0 KB