Norton David Y 4

What Happened
David Y. Norton, a director of COMPASS Pathways plc (CMPS), was granted an award covering 21,110 derivative shares on May 27, 2026. The award was reported at $0.00 per share (aggregate value $0 at grant) and is reported as an "A" (award/grant) derivative transaction — not a cash purchase or sale.

Key Details

• Transaction date: 2026-05-27; Form 4 filed: 2026-05-29 (filed within the usual two-business-day window).
• Transaction type/code: A (award/grant); derivative grant reported at $0.00 per share.
• Shares involved: 21,110 underlying Ordinary Shares (may be represented by American Depositary Shares — 1 ADS currently = 1 Ordinary Share).
• Vesting: Footnote states the shares underlying this option vest in full upon the earlier of (i) the first anniversary of the grant or (ii) COMPASS’s Annual General Meeting of Shareholders in 2027.
• Shares owned after transaction: Not specified in the filing.
• Filing timeliness: No late filing indicated.

Context
This is a time-based award of derivative securities (option/award). The grant does not represent immediate ownership of marketable shares — the underlying Ordinary Shares will only be issued if and when the award vests (or is exercised, if applicable). The economic value to the insider will depend on COMPASS Pathways’ stock price at vesting or exercise; the $0 grant price simply reflects how the award was reported at time of grant. This type of award is typically compensation-related and should not be interpreted alone as a buy or sell signal.