HANSEN MICHAEL D 4
4 · ALKAMI TECHNOLOGY, INC. · Filed Aug 11, 2021
Insider Transaction Report
Form 4
HANSEN MICHAEL D
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2021-08-09$30.56/sh−100,000$3,056,010→ 50,000 total - Exercise/Conversion
Common Stock
2021-08-10$0.92/sh+60,000$55,200→ 110,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-08-10$0.81/sh−60,000$48,600→ 140,000 totalExercise: $0.92Exp: 2027-11-02→ Common Stock (60,000 underlying) - Sale
Common Stock
2021-08-10$30.61/sh−15,618$478,059→ 94,382 total - Exercise/Conversion
Common Stock
2021-08-09$0.81/sh+100,000$81,000→ 150,000 total - Sale
Common Stock
2021-08-10$31.21/sh−44,382$1,385,091→ 50,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-08-09$0.81/sh−100,000$81,000→ 0 totalExercise: $0.81Exp: 2025-11-18→ Common Stock (100,000 underlying)
Holdings
- 504,374(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Shares held by MH Trust, of which Reporting Person is trustee.
- [F5]Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
- [F6]The option are fully vested and exercisable.
- [F7]1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.