Home/Filings/4/0001529274-21-000047
4//SEC Filing

HANSEN MICHAEL D 4

Accession 0001529274-21-000047

CIK 0001529274other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 4:37 PM ET

Size

16.9 KB

Accession

0001529274-21-000047

Insider Transaction Report

Form 4
Period: 2021-08-09
HANSEN MICHAEL D
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2021-08-09$30.56/sh100,000$3,056,01050,000 total
  • Exercise/Conversion

    Common Stock

    2021-08-10$0.92/sh+60,000$55,200110,000 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2021-08-10$0.81/sh60,000$48,600140,000 total
    Exercise: $0.92Exp: 2027-11-02Common Stock (60,000 underlying)
  • Sale

    Common Stock

    2021-08-10$30.61/sh15,618$478,05994,382 total
  • Exercise/Conversion

    Common Stock

    2021-08-09$0.81/sh+100,000$81,000150,000 total
  • Sale

    Common Stock

    2021-08-10$31.21/sh44,382$1,385,09150,000 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2021-08-09$0.81/sh100,000$81,0000 total
    Exercise: $0.81Exp: 2025-11-18Common Stock (100,000 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    504,374
Footnotes (7)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]Shares held by MH Trust, of which Reporting Person is trustee.
  • [F5]Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
  • [F6]The option are fully vested and exercisable.
  • [F7]1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Issuer

ALKAMI TECHNOLOGY, INC.

CIK 0001529274

Entity typeother

Related Parties

1
  • filerCIK 0001186899

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:37 PM ET
Size
16.9 KB