HANSEN MICHAEL D 4

4 · ALKAMI TECHNOLOGY, INC. · Filed Dec 9, 2021

Form 4

Period: 2021-12-07

Director

Transactions

Exercise/Conversion
Common Stock
2021-12-07$0.92/sh+140,000$128,800→ 189,900 total
Sale
Common Stock
[F1]
2021-12-07$23.22/sh−140,000$3,250,996→ 49,900 total
Exercise/Conversion
Common Stock
2021-12-08$0.92/sh+100,000$92,000→ 149,900 total
Sale
Common Stock
[F2]
2021-12-08$23.37/sh−100,000$2,337,220→ 49,900 total
Sale
Common Stock
[F2][F3]
2021-12-08$23.37/sh−60,000$1,402,332→ 444,373 total(indirect: See footnote)
Exercise/Conversion
Common Stock
2021-12-09$2.34/sh+143,205$335,100→ 193,105 total
Exercise/Conversion
Stock Option (Right to Buy)
[F4]
2021-12-07−140,000→ 0 total
Exercise: $0.92Exp: 2027-11-02→ Common Stock (140,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
[F4]
2021-12-08−100,000→ 100,000 total
Exercise: $0.92Exp: 2027-11-02→ Common Stock (100,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
[F4]
2021-12-08−143,205→ 156,795 total
Exercise: $2.34Exp: 2028-12-11→ Common Stock (143,205 underlying)

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]Shares held by MH Trust, of which Reporting Person is trustee.
[F4]The shares subject to the option are fully vested and exercisable.

Signature

/s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen|2021-12-09

Documents

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