4//SEC Filing
Advanced Emissions Solutions, Inc. 4
Accession 0001532659-15-000003
$ARQCIK 0001515156operating
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:44 PM ET
Size
9.9 KB
Accession
0001532659-15-000003
Insider Transaction Report
Form 4
Amrhein Christine B.
General Counsel & VP
Transactions
- Award
Common Stock
2015-03-03+3,625→ 15,489 total - Award
Performance Share Units
2015-03-03+7,250→ 19,702 total→ Common Stock (7,250 underlying)
Holdings
- 31,786(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Represents Restricted Stock issued pursuant to the 2015 Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. (the "Company") Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest in equal installments on January 2, 2016, January 2, 2017 and January 2, 2018 subject to continuous service with the Company or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan or the reporting person's employment agreement with the Company.
- [F2]The shares of Restricted Stock were granted for services to be rendered to the Company by the reporting person.
- [F3]Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 8,158 shares are restricted stock (not fully vested and subject to forfeiture under the 2007 Plan).
- [F4]Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person's spouse and 1,102 shares are restricted stock (not fully vested and subject to forfeiture under the Company's Amended and Restated 2010 Non-Management Compensation and Incentive Plan).
- [F5]Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, on January 2, 2018 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2017, unless such PSUs vest sooner at the target amount pursuant to Section 11 of the 2007 Plan or the reporting person's employment agreement with the Company.
- [F6]Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target payout, granted pursuant to the 2015 LTIP under the 2007 Plan.
- [F7]The PSUs were granted for services to be rendered to the Company by the reporting person.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 7:44 PM ET
- Size
- 9.9 KB