Obert Charles D 4

Accession 0001532989-17-000006

CIK 0001647509other

View on SEC.gov Company Profile

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 12:24 PM ET

Size

27.6 KB

Accession

0001532989-17-000006

Insider Transaction Report

Form 4

Period: 2017-09-21

Forest City Realty Trust, Inc.FCEA

Obert Charles D

Sr VP, Chief Acct Officer

Transactions

Exercise/Conversion
Class A Common Stock
2017-09-21$17.72/sh+4,000$70,880→ 37,889 total
Exercise/Conversion
2010 Stock Option Grant (right to buy)
2017-09-21−4,000→ 0 total
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common Stock (4,000 underlying)
Exercise/Conversion
Class A Common Stock
2017-09-21$15.89/sh+4,000$63,560→ 33,889 total
Sale
Class A Common Stock
2017-09-21$25.11/sh−8,000$200,884→ 29,889 total
Exercise/Conversion
2011 Stock Option Grant (right to buy)
2017-09-21−4,000→ 0 total
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common Stock (4,000 underlying)

Holdings

Class A Common Stock
3,470
Class A Common Stock
3,940
Class A Common Stock
(indirect: By 401(k))
746.113
2015 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (3,357 underlying)
3,357
2017 Performance Shares
Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (5,191 underlying)
5,191
2015 Out Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (20,000 underlying)
20,000
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (5,253 underlying)
5,253
Class A Common Stock
5,191
Class A Common Stock
2,679
2014 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,271 underlying)
4,271

Footnotes (13)

[F1]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
[F10]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
[F11]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
[F12]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
[F13]Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
[F2]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
[F3]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
[F4]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
[F5]Shares are held by transfer agent in a direct registration account. 9/21/2017: The price $25.1105 represents a weighted average of sales prices ranging from $25.1100 per share to $25.1150 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
[F6]FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
[F7]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
[F8]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
[F9]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeother

Related Parties

filerCIK 0001532989

Filing Metadata

Form type: 4
Filed: Sep 21, 8:00 PM ET
Accepted: Sep 22, 12:24 PM ET
Size: 27.6 KB

View on SEC.gov