Obert Charles D 4

Accession 0001532989-18-000002

CIK 0001647509other

View on SEC.gov Company Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 10:37 AM ET

Size

21.6 KB

Accession

0001532989-18-000002

Insider Transaction Report

Form 4

Period: 2018-02-15

Forest City Realty Trust, Inc.FCEA

Obert Charles D

Sr VP, Chief Acct Officer

Transactions

Tax Payment
Class A Common Stock
2018-02-15$22.34/sh−455$10,165→ 30,710 total
Exercise/Conversion
2015 Performance Shares
2018-02-15−1,276→ 0 total
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (3,357 underlying)
Exercise/Conversion
Class A Common Stock
2018-02-15+1,276→ 31,165 total

Holdings

2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common Stock (4,000 underlying)
0
Class A Common Stock
3,470
Class A Common Stock
5,191
2017 Performance Shares
Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (5,191 underlying)
5,191
Class A Common Stock
2,679
Class A Common Stock
(indirect: By 401(k))
760.494
Class A Common Stock
3,940
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common Stock (4,000 underlying)
0
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (5,253 underlying)
5,253

Footnotes (11)

[F1]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
[F10]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
[F11]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
[F2]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
[F3]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
[F4]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
[F5]Shares are held by transfer agent in a direct registration account. The 2015 Performance Share Award vested on 2/15/2018, there was a total of 1,276 shares received, of those 455 shares were returned to the Company for taxes.
[F6]FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
[F7]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
[F8]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
[F9]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. Shares vested and were approved by the Company's Compensation Committee on 2/15/2018, at 38% of the target shares resulting from the actual performance during the performance period.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeother

Related Parties

filerCIK 0001532989

Filing Metadata

Form type: 4
Filed: Feb 19, 7:00 PM ET
Accepted: Feb 20, 10:37 AM ET
Size: 21.6 KB

View on SEC.gov