Obert Charles D 4

Accession 0001532989-18-000004

CIK 0001647509other

View on SEC.gov Company Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:56 PM ET

Size

20.4 KB

Accession

0001532989-18-000004

Insider Transaction Report

Form 4

Period: 2018-03-20

Forest City Realty Trust, Inc.FCEA

Obert Charles D

Sr VP, Chief Acct Officer

Transactions

Award
Class A Common Stock
2018-03-20+6,052→ 6,052 total
Award
2018 Performance Shares
2018-03-20+5,752→ 5,752 total
Exercise: $0.00From: 2020-12-31Exp: 1988-08-08→ Class A Common (5,752 underlying)

Holdings

Class A Common Stock
5,191
Class A Common Stock
(indirect: By 401(k))
760.494
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common Stock (4,000 underlying)
0
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (5,253 underlying)
5,253
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common Stock (4,000 underlying)
0
Class A Common Stock
2,679
2017 Performance Shares
Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (5,191 underlying)
5,191
Class A Common Stock
3,470
Class A Common Stock
3,940
Class A Common Stock
30,710

Footnotes (12)

[F1]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
[F10]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
[F11]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
[F12]Performance Shares Award - granted 3/20/2018 - performance period is from January 1, 2018 to December 31, 2020. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.89 per share. There is no fixed expiration date.
[F2]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
[F3]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
[F4]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
[F5]2018 Restricted Stock Grant - 25% vest on 3/24/2019; 25% vest on 3/24/2020; and 50% vest on 3/24/2021.
[F6]Shares are held by transfer agent in a direct registration account.
[F7]FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
[F8]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
[F9]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeother

Related Parties

filerCIK 0001532989

Filing Metadata

Form type: 4
Filed: Mar 21, 8:00 PM ET
Accepted: Mar 22, 5:56 PM ET
Size: 20.4 KB

View on SEC.gov