4//SEC Filing
Obert Charles D 4
Accession 0001532989-18-000008
CIK 0001647509other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 1:55 PM ET
Size
18.9 KB
Accession
0001532989-18-000008
Insider Transaction Report
Form 4
Obert Charles D
Sr VP, Chief Acct Officer
Transactions
- Tax Payment
Class A Common Stock
2018-03-28$20.21/sh−1,054$21,301→ 0 total
Holdings
- 6,052
Class A Common Stock
- 2,627
Class A Common Stock
- 760.494(indirect: By 401(k))
Class A Common Stock
- 0
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common Stock (4,000 underlying) - 0
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common Stock (4,000 underlying) - 5,253
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (5,253 underlying) - 3,894
Class A Common Stock
- 36,808
Class A Common Stock
- 5,191
2017 Performance Shares
Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (5,191 underlying) - 5,752
2018 Performance Shares
Exercise: $0.00From: 2020-12-31Exp: 1988-08-08→ Class A Common (5,752 underlying)
Footnotes (11)
- [F1]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
- [F10]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
- [F11]Performance Shares Award - granted 3/20/2018 - performance period is from January 1, 2018 to December 31, 2020. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.89 per share. There is no fixed expiration date.
- [F2]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
- [F3]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
- [F4]2018 Restricted Stock Grant - 25% vest on 3/24/2019; 25% vest on 3/24/2020; and 50% vest on 3/24/2021.
- [F5]Shares are held by transfer agent in a direct registration account. 3,470 shares vested on 3/28/2018, of which 1,054 shares were returned to the Company to cover taxes and the balance of the shares were transferred to this account.
- [F6]FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
- [F7]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- [F8]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- [F9]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Documents
Issuer
Forest City Realty Trust, Inc.
CIK 0001647509
Entity typeother
Related Parties
1- filerCIK 0001532989
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 1:55 PM ET
- Size
- 18.9 KB