4//SEC Filing
ROSENAU ROBERT M 4
Accession 0001534158-12-000095
CIK 0001122976other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 11:35 AM ET
Size
14.7 KB
Accession
0001534158-12-000095
Insider Transaction Report
Form 4
POLYONE CORPPOL
ROSENAU ROBERT M
Sr VP & GM - Vinyl Compounds
Transactions
- Exercise/Conversion
Stock Appreciation Right
2012-03-23−24,000→ 24,000 totalExercise: $1.43Exp: 2016-03-04→ Common Stock (24,000 underlying) - Exercise/Conversion
Stock Appreciation Right
2012-03-23−31,200→ 0 totalExercise: $6.76Exp: 2015-03-05→ Common Stock (31,200 underlying) - Exercise/Conversion
Common Stock
2012-03-23$6.76/sh+31,200$211,068→ 50,424 total - Disposition to Issuer
Common Stock
2012-03-23$13.46/sh−20,564$276,689→ 29,860 total - Exercise/Conversion
Common Stock
2012-03-23$1.43/sh+24,000$34,320→ 53,860 total - Disposition to Issuer
Common Stock
2012-03-23$13.61/sh−9,275$126,233→ 44,585 total
Holdings
- 91,546(indirect: By Trust)
Common Stock
- 1,617(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The information in this report is based on a PolyOne Retirement Savings Plan statement dated as of March 23, 2012. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
- [F2]SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
- [F3]The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.
Documents
Issuer
POLYONE CORP
CIK 0001122976
Entity typeother
Related Parties
1- filerCIK 0001272626
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 11:35 AM ET
- Size
- 14.7 KB