SMITH KENNETH M 4
4 · POLYONE CORP · Filed Aug 23, 2012
Insider Transaction Report
Form 4
POLYONE CORPPOL
SMITH KENNETH M
Sr VP, CIO & CHRO
Transactions
- Discretionary Transaction
Common Stock
2012-08-21$15.98/sh−16,856.25$269,363→ 0 total(indirect: By Trust) - Discretionary Transaction
Phantom Share Units
2012-08-21$15.98/sh−6,989.93$111,699→ 0 total(indirect: BRP)→ Common Stock (6,989.93 underlying)
Holdings
- 147,754.799
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a PolyOne Retirement Savings Plan statement as of August 21, 2012. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. This fluctuation resulted in a decrease in the number of shares held since the last report filed by the reporting person. Subsequently, the reporting person conducted an intra-plan transfer of all shares within the Savings Plan Trust.
- [F2]Phantom share unit value is determined on a one-for-one basis. Shares of phantom stock are payable in cash following termination of the reporting person's employment with PolyOne Corporation, and may be transferred by the reporting person into an alternative investment account. Holdings of phantom stock in the Benefit Restoration Plan were determined as of August 21, 2012.