Schuering Kurt C 4

4 · POLYONE CORP · Filed Feb 20, 2013

Form 4

Period: 2013-02-15

SVP, President of Distribution

Transactions

Exercise/Conversion
Restricted Stock Units
2013-02-17−3,700→ 0 total
From: 2013-02-17Exp: 2013-02-17→ Common Stock (3,700 underlying)
Award
Stock Appreciation Rights
2013-02-15+13,700→ 13,700 total
Exercise: $23.08Exp: 2023-02-15→ Common Stock (13,700 underlying)
Award
Restricted Stock Units
2013-02-15+6,300→ 6,300 total
From: 2016-02-15Exp: 2016-02-15→ Common Stock (6,300 underlying)
Exercise/Conversion
Common Stock
2013-02-17+3,700→ 51,787.595 total
Tax Payment
Common Stock
2013-02-17$23.08/sh−1,368$31,573→ 50,419.595 total

Footnotes (3)

[F1]Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
[F2]Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.
[F3]SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Documents

1 file