Home/Filings/4/0001534158-13-000042
4//SEC Filing

Schuering Kurt C 4

Accession 0001534158-13-000042

CIK 0001122976other

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 6:11 PM ET

Size

12.6 KB

Accession

0001534158-13-000042

Insider Transaction Report

Form 4
Period: 2013-02-15
Schuering Kurt C
SVP, President of Distribution
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-173,7000 total
    From: 2013-02-17Exp: 2013-02-17Common Stock (3,700 underlying)
  • Award

    Stock Appreciation Rights

    2013-02-15+13,70013,700 total
    Exercise: $23.08Exp: 2023-02-15Common Stock (13,700 underlying)
  • Award

    Restricted Stock Units

    2013-02-15+6,3006,300 total
    From: 2016-02-15Exp: 2016-02-15Common Stock (6,300 underlying)
  • Exercise/Conversion

    Common Stock

    2013-02-17+3,70051,787.595 total
  • Tax Payment

    Common Stock

    2013-02-17$23.08/sh1,368$31,57350,419.595 total
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
  • [F2]Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.
  • [F3]SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Issuer

POLYONE CORP

CIK 0001122976

Entity typeother

Related Parties

1
  • filerCIK 0001539100

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 6:11 PM ET
Size
12.6 KB