MRI INTERVENTIONS, INC. 4

4 · MRI INTERVENTIONS, INC. · Filed Dec 21, 2015

Form 4

Period: 2015-12-18

Director10% Owner

Transactions

Purchase
Common Stock
2015-12-18+154,035→ 465,117 total(indirect: By Foundation)
Purchase
Series A Warrants (right to buy)
2015-12-18+61,614→ 61,614 total(indirect: By Foundation)
Exercise: $0.41From: 2015-12-18Exp: 2020-12-18→ Common Stock (61,614 underlying)
Purchase
Series B Warrants (right to buy)
2015-12-18+46,211→ 46,211 total(indirect: By Foundation)
Exercise: $0.53From: 2015-12-18Exp: 2020-12-18→ Common Stock (46,211 underlying)

Holdings

Footnotes (2)

[F1]The reported securities are included within 154,035 units purchased by the Withington Foundation for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock. The Reporting Person has voting and investment power over the securities owned by the Withington Foundation.
[F2]The shares subject to this warrant are immediately exercisable.

Documents

1 file