4//SEC Filing
MRI INTERVENTIONS, INC. 4
Accession 0001534424-15-000458
$CLPTCIK 0001285550operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:52 PM ET
Size
20.2 KB
Accession
0001534424-15-000458
Insider Transaction Report
Form 4
Rooke Andrew K.
Director10% Owner
Transactions
- Purchase
Common Stock
2015-12-18+154,035→ 465,117 total(indirect: By Foundation) - Purchase
Series A Warrants (right to buy)
2015-12-18+61,614→ 61,614 total(indirect: By Foundation)Exercise: $0.41From: 2015-12-18Exp: 2020-12-18→ Common Stock (61,614 underlying) - Purchase
Series B Warrants (right to buy)
2015-12-18+46,211→ 46,211 total(indirect: By Foundation)Exercise: $0.53From: 2015-12-18Exp: 2020-12-18→ Common Stock (46,211 underlying)
Holdings
- 186,304(indirect: By Trust)
Common Stock
- 186,304(indirect: By Trust)
Common Stock
- 186,304(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 500,000(indirect: By LLC)
Common Stock
- 186,304(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 974,969
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 104,077(indirect: By Trust)
Common Stock
- 2,058,207(indirect: By Rooke Fiduciary Management)
Common Stock
Footnotes (2)
- [F1]The reported securities are included within 154,035 units purchased by the Withington Foundation for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock. The Reporting Person has voting and investment power over the securities owned by the Withington Foundation.
- [F2]The shares subject to this warrant are immediately exercisable.
Documents
Issuer
MRI INTERVENTIONS, INC.
CIK 0001285550
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001285550
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 4:52 PM ET
- Size
- 20.2 KB