$CLPT·4

MRI INTERVENTIONS, INC. · Oct 4, 4:34 PM ET

MRI INTERVENTIONS, INC. 4

4 · MRI INTERVENTIONS, INC. · Filed Oct 4, 2016

Insider Transaction Report

Form 4
Period: 2016-09-30
Rooke Andrew K.
Director10% Owner
Transactions
  • Award

    Common Stock

    2016-09-30$6.65/sh+638$4,24326,181 total
Holdings
  • Common Stock

    (indirect: By Trust)
    4,657
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    210,000
  • Common Stock

    (indirect: By Trust)
    4,657
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Foundation)
    12,353
  • Common Stock

    (indirect: By Trust)
    4,657
  • Common Stock

    (indirect: By Rooke Fiduciary Management)
    51,455
  • Common Stock

    (indirect: By Trust)
    4,657
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By Trust)
    2,601
  • Common Stock

    (indirect: By LLC)
    12,500
Footnotes (4)
  • [F1]These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.
  • [F2]This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.
  • [F3]This amount corrects a calculation error in connection with the issuer's 1-for-40 reverse stock split, which inadvertently overstated the reporting person's holdings, by one share in each instance, in the previously filed Form 4.
  • [F4]This amount corrects a calculation error in connection with the summation of the reporting person's holdings in a previously filed Form 4.

Documents

1 file
  • 4
    rooke.xmlPrimary

    OWNERSHIP DOCUMENT