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4//SEC Filing

MRI INTERVENTIONS, INC. 4

Accession 0001534424-16-001071

$CLPTCIK 0001285550operating
View on SEC.govCompany Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:34 PM ET

Size

17.2 KB

Accession

0001534424-16-001071

Insider Transaction Report

Form 4
Period: 2016-09-30
MRI INTERVENTIONS, INC.MRIC
Rooke Andrew K.
Director10% Owner
Transactions
  • Award

    Common Stock

    2016-09-30$6.65/sh+638$4,243→ 26,181 total
Holdings

  • Common Stock

    (indirect: By Trust)
    4,657

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    210,000

  • Common Stock

    (indirect: By Trust)
    4,657

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Foundation)
    12,353

  • Common Stock

    (indirect: By Trust)
    4,657

  • Common Stock

    (indirect: By Rooke Fiduciary Management)
    51,455

  • Common Stock

    (indirect: By Trust)
    4,657

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By Trust)
    2,601

  • Common Stock

    (indirect: By LLC)
    12,500
Footnotes (4)
  • [F1]These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $6.65 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 30, 2016.
  • [F2]This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.
  • [F3]This amount corrects a calculation error in connection with the issuer's 1-for-40 reverse stock split, which inadvertently overstated the reporting person's holdings, by one share in each instance, in the previously filed Form 4.
  • [F4]This amount corrects a calculation error in connection with the summation of the reporting person's holdings in a previously filed Form 4.

Documents

1 file

Issuer

MRI INTERVENTIONS, INC.

CIK 0001285550

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001285550

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:34 PM ET
Size
17.2 KB
View on SEC.gov