$PSX|4Feb 10, 6:00 PM ET

Phillips 66 4

4 · Phillips 66 · Filed Feb 10, 2014

Form 4

Period: 2014-02-06

Vice President and Controller

Transactions

Award
Restricted Stock Units
2014-02-06$72.25/sh+2,419$174,785→ 8,252 total
Award
Stock Options (Right to Buy)
2014-02-06+8,400→ 8,400 total
Exercise: $72.25Exp: 2024-02-06→ Common Stock (8,400 underlying)
Award
Performance Stock Units
2014-02-06+10,964→ 10,964 total
→ Common Stock (10,964 underlying)

Holdings

Footnotes (5)

[F1]Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
[F2]Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
[F3]Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
[F4]The PSUs do not have an expiration date.
[F5]The stock options become exercisable in three equal annual installments beginning on February 6, 2015.

Documents

1 file