4//SEC Filing
Phillips 66 4
Accession 0001534701-14-000033
$PSXCIK 0001534701operating
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 6:00 PM ET
Size
10.6 KB
Accession
0001534701-14-000033
Insider Transaction Report
Form 4
Phillips 66PSX
Johnson Charles Douglas
Vice President and Controller
Transactions
- Award
Restricted Stock Units
2014-02-06$72.25/sh+2,419$174,785→ 8,252 total - Award
Stock Options (Right to Buy)
2014-02-06+8,400→ 8,400 totalExercise: $72.25Exp: 2024-02-06→ Common Stock (8,400 underlying) - Award
Performance Stock Units
2014-02-06+10,964→ 10,964 total→ Common Stock (10,964 underlying)
Holdings
- 2,363.132(indirect: By Phillips 66 Savings Plan)
Common Stock
Footnotes (5)
- [F1]Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- [F2]Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
- [F3]Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
- [F4]The PSUs do not have an expiration date.
- [F5]The stock options become exercisable in three equal annual installments beginning on February 6, 2015.
Documents
Issuer
Phillips 66
CIK 0001534701
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001534701
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 6:00 PM ET
- Size
- 10.6 KB