4//SEC Filing
Johnson Paula Ann 4
Accession 0001534701-20-000042
CIK 0001534701other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:19 PM ET
Size
13.9 KB
Accession
0001534701-20-000042
Insider Transaction Report
Form 4
Phillips 66PSX
Johnson Paula Ann
Senior VP and General Counsel
Transactions
- Exercise/Conversion
Performance Stock Units
2020-02-03−27,238→ 0 total→ Common Stock (27,238 underlying) - Exercise/Conversion
Common Stock
2020-02-03+27,238→ 97,497 total - Tax Payment
Common Stock
2020-02-03$89.91/sh−9,522$856,123→ 87,975 total - Award
Common Stock
2020-02-04$89.57/sh+8,902$797,352→ 96,877 total - Award
Employee Stock Option (Right to Buy)
2020-02-04+45,900→ 45,900 totalExercise: $89.57Exp: 2030-02-04→ Common Stock (45,900 underlying)
Holdings
- 1,232.894(indirect: By Phillips 66 Savings Plan)
Common Stock
Footnotes (9)
- [F1]Lapsing of restrictions on Performance Share Units (PSUs) that were reported on Table II of Form 4.
- [F2]Includes 21,887 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
- [F3]The price reflected above is the average of the high and the low price of the Company's stock on February 3, 2020.
- [F4]The price reflected above is the average of the high and the low price of the Company's stock on February 4, 2020.
- [F5]Includes 30,789 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
- [F6]Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- [F7]Restrictions on the PSUs lapse and the PSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change of control.
- [F8]Performance Share Units do not have an expiration date.
- [F9]The stock options become exercisable in three equal annual installments beginning on February 4, 2021.
Documents
Issuer
Phillips 66
CIK 0001534701
Entity typeother
Related Parties
1- filerCIK 0001547331
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 5:19 PM ET
- Size
- 13.9 KB